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Frank Herring

Frank Herring

ID: 1b839a6d-2619-30fb-68c4

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Claimed Record

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Organization: Norton Rose Fulbright

BaFin publishes final WpI MaRisk for small and medium-sized investment firms

Global Regulation Tomorrow · August 27, 2026

BaFin published “Five Points to Note for Influencers”

Global Regulation Tomorrow · August 25, 2026

Investments under the German Capital Investment Act generally do not classify as PRIPs

Global Regulation Tomorrow · July 29, 2026

BaFin outlines key dos and don’ts for neobrokers after the PFOF ban took effect in Germany

Global Regulation Tomorrow · July 27, 2026

BaFin´s 9th revision of the MaRisk: Will a more principles-based framework translate into a reduced compliance burden?

Global Regulation Tomorrow · July 7, 2026

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Practice Areas

Banking, Finance and Securities

Jurisdictions

Publishing Record

Publisher Since 2023

Total Articles 27

Most Recent August 27, 2026

Cite This Author

Frank Herring, Norton Rose Fulbright

LexBlog Author ID:

1b839a6d-2619-30fb-68c4

www.lexblog.com/author/frank-herring

Contact

FirmNorton Rose Fulbright

Emailfrank.herring@nortonrosefulbright.com

BlogGlobal Regulation Tomorrow

Call us at 1-800-913-0988 or email sales@lexblog.com.

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