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Fred M. Santo

ID: 1b830ddd-2619-30fb-68c4

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Organization: Katten Muchin Rosenman

NFA Adopts Requirements for FCMs, IBs, CPOs and CTAs Dealing in Swaps

Corporate & Financial Weekly Digest · October 12, 2012

NFA Provides Relief from Proficiency Exam Requirements for Certain CPOs, CTAs and Other Swaps Firms

Corporate & Financial Weekly Digest · October 12, 2012

European Regulators Extend Short Selling Restrictions

Corporate & Financial Weekly Digest · August 26, 2011

ESMA Issues Draft Advice on Possible AIFMD Implementing Measures in Relation to Supervision and Third Countries

Corporate & Financial Weekly Digest · August 26, 2011

European Regulators Impose Short Sale Bans

Corporate & Financial Weekly Digest · August 19, 2011

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