Gary DeWaal
SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
Corporate & Financial Weekly Digest ·
European Commission and CFTC Announce Harmonized Approach to CCPs
Corporate & Financial Weekly Digest ·
CFTC’s Energy and Environmental Markets Advisory Committee To Hold Public Meeting
Corporate & Financial Weekly Digest ·
Extension of Time-Limited, Conditional No-Action Relief Regarding Masking Certain Reportable Identifying Information
Corporate & Financial Weekly Digest ·
CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes
Corporate & Financial Weekly Digest ·