Glen Barrentine (US)

Glen Barrentine (US)

ID: 1b839d98-2619-30fb-68c4

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Claimed Record

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Organization: Norton Rose Fulbright

FINRA (and selected SEC) regulatory matters at a glance: What compliance officers need to know

Global Regulation Tomorrow · April 7, 2020

FINRA Updates FAQs Related to COVID-19 Regulatory Relief

Global Regulation Tomorrow · March 26, 2020

SEC provides further COVID-19 relief relating to investment advisers regarding temporary locations and inadvertent adviser custody

Global Regulation Tomorrow · March 20, 2020

Coronavirus | COVID-19: US SEC provides temporary relief to assist funds and advisers by permitting virtual board meetings and providing reporting relief

Global Regulation Tomorrow · March 19, 2020

FINRA’s Guidance to Broker-Dealers on Pandemic Preparedness (coronavirus, COVID-19)

Global Regulation Tomorrow · March 10, 2020

Practice Areas

Banking, Finance and Securities

Jurisdictions