Terence M. Grugan
Professional Bio
grugant@ballardspahr.com | 215.864.8320 | view full bio
Terence’s practice focuses on representing clients involved in criminal, regulatory, and administrative investigations and litigation, and in civil litigation matters involving the federal securities laws and other allegations of fraudulent business practices. He represents financial institution clients in matters implicating their practices under the BSA and related AML laws, including compliance program advice, internal investigations, regulatory examinations, and related civil litigation.
Ninth Circuit Court of Appeals Outlines BSA Compliance Obligations and How One Small Bank Failed to Meet Them
Banking, Finance and Securities ·
Ninth Circuit Court of Appeals Rejects Constitutional Challenge to AML Compliance Program Regulation
Money Laundering Watch ·
Ninth Circuit Court of Appeals Rejects Constitutional Challenge to AML Compliance Program Regulation
Banking, Finance and Securities ·