Terence M. Grugan
Professional Bio
grugant@ballardspahr.com | 215.864.8320 | view full bio
Terence’s practice focuses on representing clients involved in criminal, regulatory, and administrative investigations and litigation, and in civil litigation matters involving the federal securities laws and other allegations of fraudulent business practices. He represents financial institution clients in matters implicating their practices under the BSA and related AML laws, including compliance program advice, internal investigations, regulatory examinations, and related civil litigation.
SEC Issues Alert Outlining Deficiencies in Broker-Dealers’ AML Compliance
Money Laundering Watch ·
SEC’s Suit Against Binance Demonstrates Scope of Its Crypto Enforcement Efforts
Money Laundering Watch ·
Money Laundering Watch: 2022 Year in Review
Money Laundering Watch ·
Implementation of the AMLA and the CTA by Financial Institutions: A Podcast
Money Laundering Watch ·
FinCEN Final Rule for Beneficial Ownership Reporting: The “Substantial Control” Prong
Money Laundering Watch ·