Guy C. Dempsey Jr.
Industry Groups and NFA Request Changes to Swap Dealer Capital Rules
Corporate & Financial Weekly Digest ·
Federal Reserve Adopts Revamped Standards for Determinations of Bank Control
Corporate & Financial Weekly Digest ·
NFA’s Swaps Proficiency Requirements Become Effective on January 31
Corporate & Financial Weekly Digest ·
SEC Issues Guidance on Substituted Compliance Applications by Non-US Security-Based Swap Dealers and Major Security-Based Swap Participants
Corporate & Financial Weekly Digest ·
Another Postponement of Margin Rules for Covered Agency Transactions Under FINRA Rule 4210
Corporate & Financial Weekly Digest ·