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Harry S. Davis

ID: 1b835b82-2619-30fb-68c4

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Organization: Schulte Roth & Zabel LLP

CFTC Insider Trading Enforcement Efforts Increase: Implications for Private Fund Managers

Regulatory & Compliance Update · October 8, 2018

Rule 105 Update: New Round of Enforcement Highlights SEC Approach on Short-Selling Violations

Regulatory & Compliance Update · October 26, 2015

Newman’s Aftermath: District Court Vacates Four Insider Trading Guilty Pleas; Government Seeks Rehearing in Second Circuit

Regulatory & Compliance Update · January 27, 2015

Navigating the Regulatory Landscape and Avoiding Common Missteps

Regulatory & Compliance Update · January 25, 2015

Second Circuit Clarifies Insider Trading Liability of Tippees

Regulatory & Compliance Update · December 15, 2014

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