Harry Frischer
FINRA Proposes Arbitration Rule Change to Permit Offset of Awards
Corporate Defense and Disputes ·
NY Court Of Appeals Rejects No-Opt Out Class Action Settlement In Shareholder Litigation
Corporate Defense and Disputes ·
No General Jurisdiction Over Out-of-State Firms Registering to Do Business in Delaware
Corporate Defense and Disputes ·
Ketchum Clarifies How FINRA Will Assess a Firm’s Culture of Compliance
Corporate Defense and Disputes ·
First SEC Case Against Municipal Advisor Under New Fiduciary Duty
Corporate Defense and Disputes ·