Harry Frischer
CFTC Accuses Firm Manually Entering Orders Of Spoofing Scheme That Fooled Algorithmic Traders
Corporate Defense and Disputes ·
SEC Accepts DC Circuit’s Decision Vacating Retroactive Punishment
Corporate Defense and Disputes ·
Coding Errors Lead To SEC Sanctions for High-Frequency Trading Firm
Corporate Defense and Disputes ·
SEC Sanctions Senior Executives Of Failed Clearing Broker
Corporate Defense and Disputes ·
FINRA Bars Former President Of Broker-Dealer Along With Former Registered Representatives
Corporate Defense and Disputes ·