Howard Schiffman
SEC Publishes First-Ever No-Action Letter for a Cryptocurrency Enterprise and a Framework for when a Cryptocurrency Is a Security
Regulatory & Compliance Update ·
Newman’s Aftermath: District Court Vacates Four Insider Trading Guilty Pleas; Government Seeks Rehearing in Second Circuit
Regulatory & Compliance Update ·
Second Circuit Clarifies Insider Trading Liability of Tippees
Regulatory & Compliance Update ·
SEC Enforcement Division Increases the Pace of Rule 105 Investigations
Regulatory & Compliance Update ·