ESMA clarifies external support within the meaning of Article 35 of the MMF Regulation

July 10, 2020

Private Equity firms to face increased scrutiny of their AML procedures and how they deal with AML issues

July 7, 2020

FCA extends fitness and propriety assessment deadline for solo regulated firms

July 1, 2020

FCA sets out expectations on the Approved Persons Regime during coronavirus

July 1, 2020

Commission report assessing the application and the scope of the AIFMD

June 11, 2020

ESMA provides guidance on the compliance function under MiFID II

June 8, 2020

ESMA updates reporting instructions for MMF reporting

June 8, 2020

FCA sets out next steps to improve defined benefit pension transfer market

June 8, 2020

Recording now available – June 40 minute briefing webinar: Asset management focus

June 4, 2020

ESMA updates MiFID II Q&As on investor protection and intermediaries

May 29, 2020