ESMA CSA on the valuation of UCITS and open-ended AIFs across the EU
MIFIDPRU Remuneration Code (SYSC 19G)
Policy Statement 28/21 ‘Remuneration: Identification of material risk takers’
EBA report highlights shortcomings in the application of its guidelines on the remuneration of sales staff
New online briefing note – European Commission’s AIFMD legislative proposal: Focus on delegation
Commission proposal to amend ELTIF Regulation
ESMA consults on CCP investment practices for highly liquid financial instruments
nvestment Association/Norton Rose Fulbright: Model Discretionary Investment Management Agreement (V 3.0)
AFME publish responses made to HMT call for evidence on AML/CTF supervisory regime and on amendments to AML legislation
Subscribe: Subscribe via RSS
Firm/Org