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Lorenzo v. SEC restores primary liability for misstatements

April 4, 2019

CFTC signals intention to focus on foreign corrupt practices investigations

April 1, 2019

Recent SEC report on cybersecurity preparedness and response serves as warning of future enforcement

November 14, 2018

Highlighting the “SEC” in cybersecurity: Continued regulatory focus on preparedness and response

November 12, 2018

2017 Expectations of the U.S. CFTC Enforcement Agenda

February 10, 2017

How CFTC’s Aggressive Enforcement in 2016 Could Mold Compliance Efforts in 2017

January 13, 2017

U.S. Supreme Court Tips the Scales in Favor of Prosecutors in Insider Trading Cases

December 7, 2016

China Auditor Update: SEC and Chinese Audit Firms “Settle” for the Status Quo

February 9, 2015

Second Circuit Reverses Major Insider Trading Convictions (or Preet Bharara’s Terrible, Horrible, No Good, Very Bad Day)

December 11, 2014

China Auditor Update: SEC To Hear Appeal of Decision Barring Chinese Auditors

May 16, 2014

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