James Van De Graaff

ID: 1b830a02-2619-30fb-68c4
Unclaimed
Organization: Katten Muchin Rosenman
CBOE – New Order Origin Code for Joint Back Office Accounts
Corporate & Financial Weekly Digest ·
FINRA Rule Change Relating to Private Placements of Securities
Corporate & Financial Weekly Digest ·
JOBS Act: SEC Proposes Rules Regarding Solicitation and Advertising in Securities Offerings
Corporate & Financial Weekly Digest ·
SEC Issues Risk Alert on MSRB “Pay-To-Play” Prohibitions
Corporate & Financial Weekly Digest ·
SEC Considers Additional Safeguards to Prevent Market Disruptions
Corporate & Financial Weekly Digest ·