Janet M. Angstadt

ID: 1b830a78-2619-30fb-68c4

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Unclaimed

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Organization: Katten Muchin Rosenman

FINRA Sanctions Trillium Brokerage Services, Director of Trading, Chief Compliance Officer and Nine Traders $2.26 Million for Illicit “Layering” Trading Strategy

Corporate & Financial Weekly Digest · September 17, 2010

SEC Seeks Public Comment on Expansion of Stock-by-Stock Circuit Breaker Program

Corporate & Financial Weekly Digest · July 9, 2010

SEC Reopens Comment Period on Elimination of Flash Order Exception for Listed Options

Corporate & Financial Weekly Digest · July 9, 2010

SEC Approves FINRA Rule Change Implementing Certain Regulatory Protections in the OTC Equity Securities Market

Corporate & Financial Weekly Digest · July 9, 2010

SEC Seeks Public Comment on Proposed Rules for Clearly Erroneous Trades

Corporate & Financial Weekly Digest · June 25, 2010