
John Ayanian
Professional Bio
John is co-chair of the firm’s Securities Enforcement & Regulatory Counseling practice group and advises clients on broker-dealer and securities market regulatory matters. He counsels U.S. and foreign financial institutions and markets on all aspects of their U.S. securities trading, markets, and clearing activities. These include issues arising under U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) rules.
Spring Has Sprung for Recent Reg NMS Reporting Changes
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SEC Issues Risk Alert on Reg BI Deficiencies Identified During Exams
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Broker-Dealer and Investment Adviser Account Recommendations
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FINRA Releases 2022 Report on Examination and Risk Monitoring Program
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Federal Framework for Digital Asset Regulation Comes into Focus
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