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Jay G. Baris
ID:
1b8341bf-2619-30fb-68c4
/
Unclaimed
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Organization:
Morrison & Foerster LLP
Published Works
133 articles
SEC to Focus on Private Fund Adviser Compliance Procedures in Rule 506(c) Offerings
IM Insights ·
September 12, 2013
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SEC Staff: Private Stock Certificates May Not Be Subject to Custody Rule
IM Insights ·
August 22, 2013
cite
SEC Steps into Fund Boardroom Once Again; Charges Adviser with Misleading Board
IM Insights ·
August 22, 2013
cite
CFTC Adopts “Substituted Compliance” Approach for Registered Investment Companies that Are Commodity Pools
IM Insights ·
August 14, 2013
cite
Federal Court Finds That Issuer Shares Purchased with Bitcoin Are Securities
IM Insights ·
August 14, 2013
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