Jay G. Baris

Jay G. Baris

ID: 1b8341bf-2619-30fb-68c4

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Unclaimed

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Organization: Morrison & Foerster LLP

Mutual Funds Come Clean: Brokers Can Set Fund Share Sales Charges

IM Insights · January 23, 2017

OCIE 2017 Exam Priorities: Focus on Retail, Elderly and Retirement Investors; Market Risks

IM Insights · January 12, 2017

FINRA Issues 2017 Examination Priorities Letter

IM Insights · January 9, 2017

A Case of Appendicitis: SEC Staff Guidance on Sales Load Variation Disclosures Sends Funds Scrambling

IM Insights · January 6, 2017

Unfinished Business: SEC Chair White Reveals New Rules Ready to Go

IM Insights · December 28, 2016