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James M. Brady

ID: 1b830a48-2619-30fb-68c4

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Organization: Katten Muchin Rosenman

CFTC Provides Relief to DCOs from New Daily Reporting Requirements

Corporate & Financial Weekly Digest · January 8, 2021

CFTC Adopts New Position Limits Requirements

Corporate & Financial Weekly Digest · October 16, 2020

CFTC Issues Guidance on Compliance Program Evaluations in Connection With Enforcement Matters

Corporate & Financial Weekly Digest · September 11, 2020

CFTC Welcomes Standardized Approaches to Assessing Cybersecurity Preparedness

Corporate & Financial Weekly Digest · July 17, 2020

NFA Published Amendments to Its Advertising Rules

Corporate & Financial Weekly Digest · April 24, 2020

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