Jonathan Halwagi

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On January 10, 2017, the Canadian Securities Administrators (CSA) issued for comment CSA Consultation Paper 81-408 – Consultation on the Option of Discontinuing Embedded Commissions (the Consultation Paper) for a 150-day comment period. The Consultation Paper presents for discussion, the CSA’s position regarding the effects of sales of investment fund securities or structured notes through commissions, including sales and trailing commissions, paid by investment fund managers (embedded commissions), and proposes that the use of embedded…
The Autorité des marchés financiers (Québec), the Financial and Consumer Affairs Authority of Saskatchewan, Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission and the Nova Scotia Securities Commission (CSA Participating Jurisdictions) published on March 20, 2014 for a 90-day comment period the integrated Crowdfunding Prospectus Exemption (Crowdfunding Exemption); and the draft blanket order relating to the Start-up Crowdfunding Prospectus and Registration Exemption (Start-up Exemption). In…
The Autorité des marchés financiers (Québec), the Financial and Consumer Affairs Authority of Saskatchewan, Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission and the Nova Scotia Securities Commission (CSA Participating Jurisdictions) published on March 20, 2014 for a 90-day comment period the integrated Crowdfunding Prospectus Exemption (Crowdfunding Exemption); and the draft blanket order relating to the Start-up Crowdfunding Prospectus and Registration Exemption (Start-up Exemption). In line with…
The Autorité des marchés financiers (Québec), the Financial and Consumer Affairs Authority of Saskatchewan, Financial and Consumer Services Commission of New Brunswick, the Manitoba Securities Commission and the Nova Scotia Securities Commission (CSA Participating Jurisdictions) published on March 20, 2014 for a 90-day comment period the integrated Crowdfunding Prospectus Exemption (Crowdfunding Exemption); and the draft blanket order relating to the Start-up Crowdfunding Prospectus and Registration Exemption (Start-up Exemption). In line with…