Jeff Kern

ID: 1b83487f-2619-30fb-68c4

Claimed Record

Organization: Sheppard, Mullin, Richter & Hampton LLP

Professional Bio

Jeff Kern is a partner in the Governmental Practice and serves as a Managing Partner of Sheppard Mullin’s New York office. Jeff also heads the firm’s Securities Enforcement & Litigation Team and is a charter member of the Blockchain & Digital Assets Team.

Second Circuit Defines “Customer” for Mandatory FINRA Arbitration

Corporate & Securities Law Blog · September 4, 2014

Second Circuit Overturns District Court’s Rejection of SEC-Citigroup Fraud Settlement

Corporate & Securities Law Blog · July 7, 2014

Second Circuit Applies Morrison v. National Australia Bank to Allow Certain Extraterritorial Application of RICO

Corporate & Securities Law Blog · May 9, 2014

Second Circuit Upholds SEC’s Authority to Obtain Disgorgement from Non-Trading Insider Profits Earned by Portfolio Fund from Insider Trading

Corporate & Securities Law Blog · March 12, 2014

Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5

Corporate & Securities Law Blog · October 23, 2013

Practice Areas

Business and Commercial

Privacy and Cybersecurity

Administrative and Regulatory

Technology and AI

Banking, Finance and Securities

Jurisdictions