John assists clients with the formation and registration of investment companies and investment advisers, and provides advice about regulatory compliance and securities law issues. He…
John assists clients with the formation and registration of investment companies and investment advisers, and provides advice about regulatory compliance and securities law issues. He serves as fund counsel to a broad array of mutual fund complexes and is experienced in the issues impacting both large-scale fund operations and smaller complexes operating as niche players. He has particular experience in representing series trust sponsors and sponsors of mutual funds relying on external sub-advisers for day to day asset management.
John assists clients with the formation and registration of investment companies and investment advisers, and provides advice about regulatory compliance and securities law issues. He…
John assists clients with the formation and registration of investment companies and investment advisers, and provides advice about regulatory compliance and securities law issues. He serves as fund counsel to a broad array of mutual fund complexes and is experienced in the issues impacting both large-scale fund operations and smaller complexes operating as niche players. He has particular experience in representing series trust sponsors and sponsors of mutual funds relying on external sub-advisers for day to day asset management.