
John Ford
Professional Bio
John assists clients with the formation and registration of investment companies and investment advisers, and provides advice about regulatory compliance and securities law issues. He serves as fund counsel to a broad array of mutual fund complexes and is experienced in the issues impacting both large-scale fund operations and smaller complexes operating as niche players. He has particular experience in representing series trust sponsors and sponsors of mutual funds relying on external sub-advisers for day to day asset management.
Securities Investigations and Enforcement Newsletter – January 2026
Financial Services Blog ·
Securities Investigations and Enforcement Newsletter – October 2025
Financial Services Blog ·
SEC No-Action Letter: Expanding Custody Options for Crypto Assets With State Trust Companies
Financial Services Blog ·
SEC Approves Spot Ether ETFs
Financial Services Blog ·