Jonathan Herbst (UK)
CP24/21 – Reflections on FCA’s changed approach to investment research
Banking, Finance and Securities ·
Market Watch 81 – the twist in the tail on transaction reporting
Administrative and Regulatory ·
The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2024
Business and Commercial ·
Global Regulation Tomorrow Plus: UK PFOF
Banking, Finance and Securities ·
Updated AIFMD and NPPR guides
Banking, Finance and Securities ·