Joseph Williams (US)
CFTC Chair hails the accomplishments of the past year’s enforcement program
Administrative and Regulatory ·
CFTC’s Giancarlo’s Cross-Border White Paper 2.0 signals upcoming rule proposals to replace cross-border guidance
Banking, Finance and Securities ·
Incriminating IMs lead to Singapore precious metals trader settling, pleading guilty to charges of spoofing, manipulation and wire fraud
Banking, Finance and Securities ·
Kokesh v. SEC: Supreme Court Limits Reach of Disgorgement Remedy
Appellate and Supreme Court ·