Second Circuit Upholds Insider-Trading Conviction and Clarifies Scope of Requisite Fiduciary Relationship

September 23, 2020

Corporate Scienter Requires Link Between Employees with Knowledge and the Alleged Misstatements

May 28, 2020

Delaware Supreme Court Rules That Corporate Charters Can Require Litigation of Federal Securities Act Claims in Federal Court

March 18, 2020

California Federal Court Holds that U.S. Securities Laws Apply to Unsponsored, Unlisted ADRs

January 30, 2020

Second Circuit Holds that a “Personal Benefit” Is Not Required for Insider Trading Under Criminal Securities Statute

January 2, 2020

House Passes Proposed Legislation Defining Insider Trading

December 12, 2019

Delaware Supreme Court Rejects Presumption of Confidentiality for Books-and-Records Productions

August 8, 2019

Supreme Court Hearing Raises Questions About Private Rights of Action Under § 14 of Securities Exchange

April 24, 2019

Supreme Court Holds that Persons Who Do Not “Make” Misstatements Can Nevertheless Be Liable for Other Securities-Fraud Violations

March 29, 2019

Second Circuit Rejects Securities Claims Based on Generic Statements About Ethics and Compliance

March 6, 2019