New briefing note: Spotlight on Solicitors Regulation Authority (SRA) Guidance – Part one, reporting misconduct and conducting internal investigations
FCA drops ‘name and shame’ and D&I proposals: key takeaways for firms
Name and Shame Round Two: FCA publishes consultation on redrafted proposals
The results of the FCA’s Culture and non-financial misconduct survey have been published: What do you need to know?
Decisions Decoded: What you need to know about the recent fine against TSB Bank plc
Failure to prevent fraud: five key steps for regulated financial services firms
FCA opens its first ESG-related investigation
Upcoming webinar: ESG webinar part 3: Greenwashing in focus: Navigating the rise of enforcement
Upcoming webinar: ESG and greenwashing in financial services
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