Jim Wintering

ID: 1b8341d1-2619-30fb-68c4

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Claimed Record

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Organization: Cleary Gottlieb Steen & Hamilton LLP

SEC Issues First ICO Enforcement Action Against a Self-Reporting Token Issuer

Cleary FinTech Update · February 28, 2019

FINRA 2019 Examination Priorities Letter Includes Focus on FinTech and Cybersecurity

Cleary FinTech Update · February 12, 2019

The CFTC Releases Primer on Smart Contract Use in Financial Markets

Cleary FinTech Update · December 11, 2018

SEC Brings First Enforcement Action Against a Digital Assets Trading Platform for Failure to Register as a Securities Exchange

Cleary FinTech Update · November 14, 2018

The SEC and FINRA Bring the First Enforcement Actions Against Broker-Dealers for Violations in Digital Asset Markets, Providing Reminder of Compliance Obligations

Cleary FinTech Update · September 18, 2018

Practice Areas

Banking, Finance and Securities

Technology and AI

Jurisdictions