Katherine Mooney Carroll

ID: 1b832971-2619-30fb-68c4

/

Claimed Record

/

Organization: Cleary Gottlieb Steen & Hamilton LLP

The CCPA Takes Shape with Proposed Regulations, as Companies are Encouraged to Comply by January 1

Cleary Enforcement Watch · October 22, 2019

SEC Files First Suit Against Alleged Unregistered Broker-Dealer Operating in Digital Asset Markets

Cleary Enforcement Watch · October 10, 2019

FINRA Provides Updated Cybersecurity Guidance to Broker-Dealer Firms

Cleary Enforcement Watch · January 7, 2019

Hong Kong SFC and HKMA Issue New Guidelines for Reducing and Mitigating Hacking Risks Associated with Internet Trading

Cleary Enforcement Watch · November 1, 2017

Practice Areas

Business and Commercial

Jurisdictions