Kevin J. Harnisch (US)
DOJ provides additional insight on compliance and investigations matters
Securities Litigation and Enforcement ·
Supreme Court Holds Individuals Must Report to the SEC to Qualify as Whistleblowers under Dodd-Frank
Securities Litigation and Enforcement ·
SEC action against hedge fund raises difficult questions for investment advisers
Securities Litigation and Enforcement ·
Second Circuit overturns precedent regarding scope of tipper/tippee insider trading liability
Securities Litigation and Enforcement ·
Kokesh v. SEC: Supreme Court Limits Reach of Disgorgement Remedy
Appellate and Supreme Court ·