Leslie S. Cruz
Professional Bio
SEC Adopts Amendments To Regulation S-P
Free Writings + Perspectives ·
MB Microtalk: Recent Amendments to Rule 35d-1 (the Names Rule)
Free Writings + Perspectives ·
SEC Announces 2024 Exam Priorities
Free Writings + Perspectives ·
SEC Proposes New Rule for Safeguarding Client Assets
Funds & Investment Management Law Blog ·
SEC Re-Proposes Conflict of Interest Rule for Asset Backed Securities
Free Writings + Perspectives ·