Leah Silverman
SEC Increases Dollar Amount of the Net Worth Threshold Test for ‘Qualified Clients’ in Rule 205-3 Under the Investment Advisers Act of 1940
Corporate & Financial Weekly Digest ·
SEC Adopts Business Conduct Rules and Chief Compliance Officer Requirements for Swap Dealers and Major Security-Based Swap Participants
Corporate & Financial Weekly Digest ·
Federal Reserve Board Proposes Enhanced Single-Counterparty Credit Limits for Large Banks
Corporate & Financial Weekly Digest ·