Congress Affirms and Extends SEC’s Disgorgement Powers

January 13, 2021

The SEC Speaks 2020: Enforcement Panel Signals Full Speed Ahead Regardless of the Pandemic

October 16, 2020

Still Standing: SEC Disgorgement Survives with Limitations

June 24, 2020

SEC Enforcement Co-Directors Issue Statement on Insider Trading

March 25, 2020

The More Things Change, the More They Stay the Same –Joint Statement by FINRA and the SEC on the Customer Protection Rule and Digital Asset Securities

July 9, 2019

The More Things Change, the More They Stay the Same –Joint Statement by FINRA and the SEC on the Customer Protection Rule and Digital Asset Securities

July 9, 2019

Congressional Investigations: Beyond Sensational Headlines — Incoming House Leaders Announce Broad Investigative Priorities Targeting Business Community

December 19, 2018

SEC Launches Self-Reporting Initiative for Investment Advisers

February 15, 2018

U.S. Supreme Court Rules Time Limits Apply to SEC Disgorgement Orders

June 6, 2017

Just Admit It – SEC Requiring Admissions with Increased Frequency

December 4, 2015