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Lyric Gupta

ID: 1b83832d-2619-30fb-68c4

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Claimed Record

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Organization: Cleary Gottlieb Steen & Hamilton LLP

SEC Risk Alert on Examinations: Who Gets Examined and Scope of Exams

Cleary Enforcement Watch · September 12, 2023

Fund Rules Dampened, Not Defanged: SEC’s final private fund rules drop proposed bans on certain activities, but still have bite.

Cleary Enforcement Watch · September 1, 2023

SEC Proposes Rules Limiting the Use of Artificial Intelligence by Registered Investment Advisers and Broker-Dealers

Cleary Cybersecurity and Privacy Watch · August 1, 2023

SEC Proposes Rules Limiting the Use of Artificial Intelligence by Registered Investment Advisers and Broker-Dealers

Cleary Enforcement Watch · August 1, 2023

SEC Risk Alert Identifies Key Compliance Issues for New (and Not New) Registered Advisers

Cleary Enforcement Watch · March 30, 2023

Practice Areas

Privacy and Cybersecurity

Business and Commercial

Jurisdictions

Publishing Record

Publisher Since 2023

Total Articles 5

Most Recent September 12, 2023

Cite This Author

Lyric Gupta, Cleary Gottlieb Steen & Hamilton LLP

LexBlog Author ID:

1b83832d-2619-30fb-68c4

www.lexblog.com/author/lgupta

Contact

FirmCleary Gottlieb Steen & Hamilton LLP

Emaillgupta@cgsh.com

BlogsCleary Cybersecurity and Privacy Watch

Cleary Enforcement Watch

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