Lillian Chau (AU)
Hong Kong: Consultation conclusion and further consultation on changes to the Securities and Futures (Financial Resources) Rules
Banking, Finance and Securities ·
Hong Kong: Consultation on new regulations on open-ended fund companies
Banking, Finance and Securities ·
Disclosure of interests in Hong Kong: Be ready to file with a brand new system
Banking, Finance and Securities ·
SFC launches consultation on proposed guidelines on online distribution and advisory platforms
Banking, Finance and Securities ·
SFC and SEC enter into a memorandum of understanding to enhance supervision of cross-border regulated entities
Banking, Finance and Securities ·