Lillian A. Cardona (US)
CFTC divisions issue their 2019 examination priorities
Banking, Finance and Securities ·
FINRA to examine member firms’ digital assets activities for compliance with securities laws
Global Regulation Tomorrow ·
Impact of partial US government shutdown on federal financial regulatory agencies
Global Regulation Tomorrow ·
CFTC seeks public comment on crypto-asset mechanics and markets
Banking, Finance and Securities ·
CFTC adopts $8 billion threshold for swap dealer de minimis exception
Banking, Finance and Securities ·