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Lauren Navarro
ID:
1b8358cb-2619-30fb-68c4
/
Unclaimed
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Organization:
Morrison & Foerster LLP
Published Works
5 articles
How to Comply with the Revised Ephemeral-Messaging Provision in the DOJ’s Corporate Enforcement Policy
Socially Aware Blog ·
April 5, 2019
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Heightened Supervision of Branch Offices — Tips for the Coming Year
IM Insights ·
December 3, 2014
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The Results Are In: Investors Favor Additional Regulatory Protection
IM Insights ·
November 12, 2014
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New FINRA Supervision Rules Impact Broker-Dealers’ Insider Trading Procedures and Supervisory Controls
IM Insights ·
January 29, 2014
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SEC Intensifies Scrutiny of Fee-Based Accounts and Reverse Churning
IM Insights ·
December 20, 2013
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