Privacy in the Time of Pandemic: COVID-19 Provides Opportunity to Revisit Regulation S-P Privacy Policies

June 30, 2020

When is a Cross Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood

March 18, 2020

Top Ten Regulatory and Litigation Risks for Private Funds in 2020

February 18, 2020

Fund Sponsor’s Fee Calculation Mistake Leads to SEC Enforcement

October 2, 2019

Delaware Chancery Declines Post-Filing Use of Section 220 Books and Records Inspection Request

February 26, 2019

The Top Ten Regulatory and Litigation Risks for Private Funds in 2019

February 20, 2019

SEC Extends Registration Requirements for Investment Companies and Broker Dealers to ICOs and other Digital Assets

September 25, 2018

Crypto Crackdown – SEC Imposes Broker-Dealer and Investment Company Registration Provisions on Token Traders and a Crypto Fund

September 17, 2018

The Top Ten Regulatory and Litigation Risks for Private Funds in 2018

February 12, 2018

U.S. House Bill Aims to Curtail SEC Staff’s Ability to Obtain Algorithmic Trading Source Code

November 3, 2017