Marc B. Minor
Professional Bio
Marc is senior counsel in the firm's Corporate Transactions & Securities practice group. He focuses his practice on the areas of Investment Management and Business Litigation.
State Regulators Step into the Breach: What Broker-Dealers and Investment Advisors Need to Know
Investment Management Regulatory Update ·
No Comment: SEC Nixes “Neither Admit nor Deny” Settlement Requirement
Investment Management Regulatory Update ·
What to Expect When You’re Expecting (an Examination from regulators)
Investment Management Regulatory Update ·
Cautionary Tales for Chief Compliance Officers
Source Code ·