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An Active Year in Enforcement, with Changes to Come

January 22, 2025

2023 Year-in-Review: Developments and Trends in White Collar Enforcement Litigation

January 29, 2024

Accelerated Pace and Increased Regulatory Expectations in Enforcement and Compliance Investigations

January 26, 2023

SEC Charges Eight Companies and Signals Need for Better Disclosures About Delayed Filings

May 7, 2021

SEC Internal Controls Case Demonstrates Agency’s Focus On MNPI Issues In The Stock Buyback Context

October 19, 2020

Tenth Circuit Affirms Ruling Allowing SEC to Bring Securities Fraud Claims Over Certain Foreign Transactions

January 30, 2019

SEC Sanctions ADT Over Non-GAAP Financial Measures in Earnings Releases

January 9, 2019
tesla2

The Tesla Settlement – What It Means for Other Companies

October 30, 2018

Potential SEC Inquiry: Improper Rounding Up of EPS

June 25, 2018

Potential SEC Inquiry: Improper Rounding Up of EPS

June 25, 2018

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