Marc E. Elovitz
FinCEN Assesses Civil Money Penalty Against P2P Currency Exchanger for BSA Violations
Regulatory & Compliance Update ·
SEC Publishes First-Ever No-Action Letter for a Cryptocurrency Enterprise and a Framework for when a Cryptocurrency Is a Security
Regulatory & Compliance Update ·
SEC Charges Fund Manager for Improper Cross Trades
Regulatory & Compliance Update ·
SEC Charges Hedge Fund Manager with Short-and-Distort Scheme
Regulatory & Compliance Update ·
OCIE Best Execution Risk Alert: Guidance and Lessons for Private Fund Managers
Regulatory & Compliance Update ·