FinCEN Assesses Civil Money Penalty Against P2P Currency Exchanger for BSA Violations

April 26, 2019

SEC Publishes First-Ever No-Action Letter for a Cryptocurrency Enterprise and a Framework for when a Cryptocurrency Is a Security

April 10, 2019

SEC Charges Fund Manager for Improper Cross Trades

April 8, 2019

SEC Charges Hedge Fund Manager with Short-and-Distort Scheme

September 19, 2018

OCIE Best Execution Risk Alert: Guidance and Lessons for Private Fund Managers

July 25, 2018

Marc Elovitz and Joseph Smith Discuss Managing Conflicts in Fund Formation with Private Funds Management

May 5, 2017

New Form ADV: The Impact on Private Fund Advisers

September 2, 2016

Complying on Pay-to-Play: Tips for CCOs

May 30, 2016

Rule 105 Update: New Round of Enforcement Highlights SEC Approach on Short-Selling Violations

October 26, 2015

Securities, Futures Regulators Increase Scrutiny, Expectations on Cybersecurity

October 23, 2015