SEC Publishes First-Ever No-Action Letter for a Cryptocurrency Enterprise and a Framework for when a Cryptocurrency Is a Security
SEC Charges Fund Manager for Improper Cross Trades
SEC Charges Hedge Fund Manager with Short-and-Distort Scheme
OCIE Best Execution Risk Alert: Guidance and Lessons for Private Fund Managers
Marc Elovitz and Joseph Smith Discuss Managing Conflicts in Fund Formation with Private Funds Management
New Form ADV: The Impact on Private Fund Advisers
Complying on Pay-to-Play: Tips for CCOs
Rule 105 Update: New Round of Enforcement Highlights SEC Approach on Short-Selling Violations
Securities, Futures Regulators Increase Scrutiny, Expectations on Cybersecurity
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