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Michael T. Foley

ID:LEX-AR-1QHYMT4N

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Organization: Katten Muchin Rosenman

SEC Adopts Amendments Permitting Use of Electronic Signatures for EDGAR Filings

Corporate & Financial Weekly Digest · November 20, 2020

FINRA Files Proposed Rule Change to Address Firms With History of Misconduct

Corporate & Financial Weekly Digest · November 20, 2020

FINRA Conducts Review of Waiver and Rebate Systems and Procedures with Respect to Mutual Fund ROR Purchases

Corporate & Financial Weekly Digest · November 13, 2020

FINRA Requests Comments for Proposed Amendments to FINRA Rule 2165

Corporate & Financial Weekly Digest · October 9, 2020

FINRA Alerts Firms to Widespread Phishing Email

Corporate & Financial Weekly Digest · October 9, 2020

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