Mark Zhuang

ID: 1b8381c8-2619-30fb-68c4

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Claimed Record

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Organization: Mayer Brown

SEC Risk Alert: Staff Assessment of Risks, Scoping of Examinations, and Requesting of Documents

Free Writings + Perspectives · July 8, 2024

FINRA Reminds Members of Regulatory Obligations When Using Generative Artificial Intelligence (AI) and Large Language Models

Free Writings + Perspectives · July 1, 2024

SEC Adopts Amendments To Regulation S-P

Free Writings + Perspectives · May 22, 2024

SEC Adopts Rules to Require Registration of Certain Persons Engaging in Liquidity-Providing Activities as “Dealers” and “Government Securities Dealers”

Free Writings + Perspectives · February 23, 2024

FINRA Announces Effective Dates for Remote Inspections Pilot Program & Residential Supervisory Location Rules;COVID-19 Relief Ends

Free Writings + Perspectives · February 7, 2024

Practice Areas

Business and Commercial

Jurisdictions