Nellie E. Hestin
Professional Bio
Nellie represents financial industry clients in state and federal courts around the country, in all stages of litigation and alternative dispute resolution.
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”
Subject to Inquiry ·
FINRA Continues to Prioritize Compliance with CAT Reporting
Subject to Inquiry ·
Ponzi Perspectives: 2022 Year-End Roundup
Ponzi Perspectives ·
Ponzi Perspectives: 2022 Midyear Roundup
Ponzi Perspectives ·