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Nick Losurdo

ID: 1b83fd67-2619-30fb-68c4

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Organization: Goodwin Procter

SEC to Enhance Its Regulation of Security-Based Swaps

FinReg + Policy Watch · February 15, 2023

SEC Examinations Division Publishes 2023 Priorities Letter

FinReg + Policy Watch · February 9, 2023

SEC EXAMS Division Issues Reg. S-ID Risk Alert

FinReg + Policy Watch · February 8, 2023

SEC “Gift” to the Industry: Four Market Structure Proposals, 3-2 Votes (In Part), but No Partridge in a Pear Tree

FinReg + Policy Watch · February 8, 2023

FINRA Reminds Firms of Trusted Contact Person Requirement, Benefits, and Related Effective Practices

FinReg + Policy Watch · February 8, 2023

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