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Nick Losurdo|Chris Grobbel
ID:
1b83a1d4-2619-30fb-68c4
/
Unclaimed
/
Organization:
Goodwin Procter
Published Works
17 articles
FINRA Proposes Remote Inspection Pilot Program
FinReg + Policy Watch ·
August 17, 2022
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Are the SEC and FINRA Moving to the Metaverse?
FinReg + Policy Watch ·
August 5, 2022
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SEC Proposes Amendments to Exchange Act Rule 15b9-1—Is FINRA Taking Over the Lease at 100 F Street NE?
FinReg + Policy Watch ·
July 29, 2022
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SEC Gets 2 New Commissioners; Agency to Advance its Aggressive (and Provocative) Rulemaking Agenda
FinReg + Policy Watch ·
June 17, 2022
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SEC Extends Comment Periods for Recent Rulemakings. Applaud the Move or Criticize the Need To Take Action At All?
FinReg + Policy Watch ·
May 10, 2022
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