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Nick Losurdo|Lauren Schwartz

ID: 1b83a983-2619-30fb-68c4

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Unclaimed

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Organization: Goodwin Procter

SEC Continues Scrutiny of Municipal Bond Offerings

FinReg + Policy Watch · August 31, 2022

FINRA Proposes to Publicly Identify “Restricted Firms” on BrokerCheck

FinReg + Policy Watch · July 26, 2022

Cybersecurity Remains a Key Focus Area for the SEC and FINRA

FinReg + Policy Watch · June 15, 2022

FINRA 2022 Exam Report Spotlight: Communications with the Public

FinReg + Policy Watch · May 20, 2022

SEC and FINRA Spotlight Net Capital Requirements and Financial Management Practices

FinReg + Policy Watch · May 4, 2022

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