Noreen Kelly
Professional Bio
Noreen serves as the chair of McGuireWoods’ Government Investigations and White Collar Litigation Department, which Law360 selected for its prestigious “Practice Group of the Year” award for its notable work in 2019, and is a member of the firm’s Diversity & Inclusion Committee. Noreen focuses her practice on regulatory enforcement matters and commercial litigation in the securities and financial services spaces.
FINRA Enforcement Previews Initial CAT Enforcement Philosophy
Subject to Inquiry ·
Update on FINRA’s Use of CAT Data – They Are “Just Scratching the Surface”
Subject to Inquiry ·
FINRA Continues to Prioritize Compliance with CAT Reporting
Subject to Inquiry ·
U.S. Supreme Court Rules Time Limits Apply to SEC Disgorgement Orders
Subject to Inquiry ·