Upper Tribunal dismisses application by financial advisers firm to suspend an FCA Supervisory Notice until final hearing August 13, 2019
Hope for investors in London Capital & Finance as FSCS continues to explore whether there are grounds for compensation June 7, 2019
FCA publishes Notice of Undertaking by debt management firm in relation to unfair cancellation terms in standard form contracts May 29, 2019
FCA rejects Complaints Commissioner’s recommendation for ex gratia payment in respect of loss related to defective Financial Services Register May 13, 2019
FCA publishes undertaking by firm in relation to unfair termination clause in standard client terms May 13, 2019
The FCA has announced that there will be an independent investigation into the failure of London Capital & Finance April 4, 2019
The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms March 8, 2019
