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Upper Tribunal refuses to uphold FCA’s partial prohibition on former bank COO

October 1, 2019

Upper Tribunal dismisses application by financial advisers firm to suspend an FCA Supervisory Notice until final hearing

August 13, 2019

Hope for investors in London Capital & Finance as FSCS continues to explore whether there are grounds for compensation

June 7, 2019

FCA publishes Notice of Undertaking by debt management firm in relation to unfair cancellation terms in standard form contracts

May 29, 2019

FCA rejects Complaints Commissioner’s recommendation for ex gratia payment in respect of loss related to defective Financial Services Register

May 13, 2019

FCA publishes undertaking by firm in relation to unfair termination clause in standard client terms

May 13, 2019

The FCA has announced that there will be an independent investigation into the failure of London Capital & Finance

April 4, 2019

Financial Ombudsman Service – increased award limits

March 12, 2019

The FCA fines an individual for failing to observe proper standards of market conduct and on similar facts issues its first formal decision under its competition powers against three asset management firms

March 8, 2019

New Regulator for Claims Management Companies – FCA takes over

October 10, 2017
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Rachel McDonnell (UK)

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