Robert Leonard

ID: 1b834d09-2619-30fb-68c4

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Claimed Record

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Organization: Proskauer Rose LLP

OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

The Capital Commitment · December 14, 2020

OCIE Issues Risk Alert on Common Deficiencies Observed in Adviser Compliance Programs

The Capital Commitment · December 14, 2020

SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies

The Capital Commitment · July 1, 2020

SEC Releases Risk Alert Identifying Common Private Equity and Hedge Fund Compliance Deficiencies

The Capital Commitment · July 1, 2020

OCIE Publishes Cybersecurity and Resiliency Observations

The Capital Commitment · February 6, 2020

Practice Areas

Banking, Finance and Securities

Business and Commercial

Communications, Media & Entertainment

Technology and AI

Jurisdictions